BasisCode Compliance

Category: Content
Type: Blog Article

Generated 6 days ago

New blog articles detected

  • Office of Compliance Inspections and Examinations (OCIE) Priorities for 2017

    Cybersecurity is a Priority for the SEC Has your compliance software been tested for cybersecurity vulnerabilities? Really? Prove it. BasisCode can. BasisCode recently spoke about cybersecurity with Michael Brice of BW Cyber Services, a member of the BasisCode Advisory Committee. We discussed cybersecurity and how it affects BasisCode, clients, and the industry.   Today's topic focuses […] The pos...

BasisCode Compliance

Category: Content
Type: Blog Article

Generated 6 days ago

New blog articles detected

  • The Morning Risk Report: Compliance Services Firm Form Council to Promote Best Practices

    Four compliance services are banding together with a compliance software company and a cybersecurity firm to form an advisory council to promote best practices among compliance industry consultants. The BasisCode Advisory Council will provide independent guidance and industry insights that reflect ongoing changes in the regulatory environment, incorporate feedback from member firms’ clients and of...

BasisCode Compliance

Category: Content
Type: Blog Article

Generated 1 month ago

New blog articles detected

  • BasisCode Launches First Comprehensive Insider Trading Software Solution

    Insider Trading Manager Detects Suspicious Trades by Tracking and Analyzing Trading through Pre-Programmed Filters; Integrates into Compliance Work Flow and Minimizes “False Positives” ATLANTA, October 11, 2016 – The first comprehensive insider trading software, which tracks and analyzes trading in real-time and detects suspicious trades, has been introduced by BasisCode Compliance LLC (www.basisc...

  • Leading Compliance Consulting Firms Join BasisCode Advisory Council

    5 Leading Compliance Consulting Firms Join BasisCode Advisory Council as charter members Alaric Compliance Services Cipperman Compliance Services Hardin Compliance SEC Compliance Consultants BW Cyber Services ATLANTA, January 3, 2017 – BasisCode Compliance LLC (www.basiscode.com), a leading provider of regulatory compliance software solutions, has formed an advisory council of leading compliance c...

  • Two Factor Authentication Enabled Compliance Software

    Securing corporate data continuously evolves in the compliance industry.  Now, people all over the world can access compliance data from several types of devices whether located at work, home, coffee shops and on the road. The traditional log in with a username and password is not always enough. That's why the two factor authentication strategy was created. BasisCode Compliance's two-factor authen...

  • Cipperman Compliance Services Implements BasisCode Compliance Software Platform

    WAYNE, Pa and ATLANTA, November 15, 2016 – Cipperman Compliance Services LLC (www.cipperman.com), a leading provider of regulatory compliance services for investment advisers, registered and private funds, broker-dealers and money managers that collectively manage more than $40 billion in assets, is implementing BasisCode Compliance LLC’s software platform to improve compliance management for its ...

  • New SEC Rules Increase Scrutiny of Outside Compliance Chiefs The new SEC rules underscore the importance of selecting a qualified chief compliance officer. By Carlos Guillen With the Securities and Exchange Commission announcing adoption of Form ADV amendments proposed last year, regulated entities must now report if they outsource their chief compliance officer, and specify […] The post appeared...

BasisCode Compliance

Category: Content
Type: Blog Article

Generated 6 months ago

BasisCode Compliance

Category: Content
Type: Blog Article

Generated 7 months ago

New blog posts detected

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